-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GexSXPlZCML/tn8RSGjrJQBnJczQJVZzurFc+NCugTgRTTkAkn3eTnSyymhRhwS5 87mxD13SLpMtLVTP+VksdQ== 0000922423-02-000233.txt : 20020414 0000922423-02-000233.hdr.sgml : 20020414 ACCESSION NUMBER: 0000922423-02-000233 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020222 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WACHNER LINDA J CENTRAL INDEX KEY: 0000902619 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 90 PARK AVE 26TH FL CITY: NEWQ YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126611300 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WARNACO GROUP INC /DE/ CENTRAL INDEX KEY: 0000801351 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 954032739 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41889 FILM NUMBER: 02556193 BUSINESS ADDRESS: STREET 1: 90 PARK AVE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126611300 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: W ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19861117 SC 13G 1 kl02053_sc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) The Warnaco Group, Inc. ------------------------------------------------------------------------------ (Name of Issuer) Class A Common Stock, $.01 par value per share ------------------------------------------------------------------------------ (Title of Class of Securities) 934390105 ------------------------------------------------------------------------------ (CUSIP Number) February 15, 2002 ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) - -------------------------------------------------------------------------------- CUSIP No. 934390105 13G Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Linda J. Wachner - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 4,526,041 BENEFICIALLY --------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH None REPORTING --------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER 4,554,068 --------------------------------------------------- 8 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,554,486 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- CUSIP No. 934390105 Page 3 of 6 - -------------------------------------------------------------------------------- Item 1(a). Name of Issuer: The name of the issuer is The Warnaco Group, Inc. (the "Company"). Item 1(b). Address of Issuer's Principal Executive Offices: The Company's principal executive offices are located at 90 Park Avenue, New York, NY 10016. Item 2(a). Name of Persons Filing: This statement is filed by Linda J. Wachner (the "Reporting Person"). Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the business office of the Reporting Person is 909 Third Avenue, 14th floor, New York, NY 10022. Item 2(c). Citizenship: The Reporting Person is a citizen of the United States of America. Item 2(d). Title of Class of Securities: Class A Common Stock, $.01 par value per share Item 2(e). CUSIP Number: 934390105 Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Not Applicable. CUSIP No. 934390105 Page 4 of 6 - -------------------------------------------------------------------------------- Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 4,554,486* (b) Percent of Class: 8.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 4,526,041 (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 4,554,068 (iv) Shared power to dispose or to direct the disposition of: None Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. - -------------------- * Change in beneficial ownership from that previously reported on Schedule 13-D, as amended, is solely as a result of the expiration of 9,058,490 stock options which expired in accordance with their terms, the forfeiture of 52,904 shares of restricted stock in connection with the payment of tax liabilities arising in respect of the exercise of restricted stock grants, the expiration of the right to acquire 119,250 shares of restricted stock which right expired in accordance with its terms, the acquisition in November of 2000 of an additional 399,800 shares of stock and an increase of 10,465 shares of stock held in Mrs. Wachner's 401(k) account. CUSIP No. 934390105 Page 5 of 6 - -------------------------------------------------------------------------------- Item 10. Certification. The Reporting Person hereby makes the following certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 934390105 Page 6 of 6 - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 22, 2002 LINDA J. WACHNER By: /s/ Linda J. Wachner --------------------------- Linda J. Wachner -----END PRIVACY-ENHANCED MESSAGE-----